About

Are you a business owner or executive who wants to offer your employees a retirement plan that will enhance their financial futures? Are you looking for creative ways to invest your own retirement savings into unique assets as well as traditional investments? And are you looking to shift legal liability off you as a retirement plan sponsor to a third-party fiduciary? 

Dave Kempton, AIF can help you accomplish all those goals. Dave serves as Managing Director for Catalina Capital Retirement Plan Services. Dave has over 25 years of experience in the 401(k), 403(b), and retirement services industry specializing in investment advisory services. He also shifts legal risk and responsibility away from business owners and executives by acting as an independent third-party fiduciary. Dave delivers cost effective retirement plan solutions to local Hawaii companies by streamlining and automating administrative functions — freeing up more time for executives and HR professionals to focus on their businesses. He also works with companies designing and implementing innovative employee education campaigns to increase employee participation. Unlike many retirement plan advisors, Dave is available to work with each of your individual employees to provide investment advice and answer questions they have as they save and plan for their own retirement.

Dave is an Accredited Investment Fiduciary, and registered investment advisor. He currently holds Financial Industry Regulatory Authority (FINRA) Series 65, 63, and 6 licenses and has taught seminars regarding a variety of topics related to retirement plans. He is active in industry associations including the American Society of Pension Professionals & Actuaries (ASPPA), National Association of Plan Advisors (NAPA), and is a past President of the Western Pension & Benefits Conference.